SOX 404 Consulting

We offer independent assistance to management and audit committees to provide cost-effective solutions that satisfy the requirements of Section 404 of the Sarbanes-Oxley Act of 2002.

For Accelerated Filers

  • Implementation of the Commission’s management guidance on evaluating internal controls over financial reporting.
  • Reduction of compliance costs while preserving important investor protections.
  • Outsourcing testing of internal controls over financial reporting to support management’s assessment.
  • Participation on integrated audit team with independent auditors to evaluate management’s assessment.

For Non-Accelerated Filers

  • Design approach to conduct a top-down, risk-based evaluation of internal controls over financial reporting.
  • Improve the efficiency and cost effectiveness of the implementation of Section 404’s requirements.
  • Supplement internal resources to evaluate the design and operating effectiveness of internal controls over financial reporting.
  • Provide independent evaluation to audit committee on effectiveness of internal controls over financial reporting.

The list above is by no means all-inclusive. Please call 406.556.6160 or email Bill Mills for a consultation regarding your SOX 404 compliance needs.

Print Friendly