System and Organization Control (SOC) Examinations in Montana

If you’re a service provider that processes customer data or hosts their systems, an independent third-party examination report is more than a requirement of doing business; it’s a vital opportunity to:

  • Streamline Business Processes
  • Strengthen Operational Controls
  • Build Trust & Mitigate Risk
  • Comply with Requirements

Developed by the American Institute of Certified Public Accountants (AICPA), Service Organization Control (SOC) reports are designed to help service organizations build trust and confidence in the services being provided, and the controls related to those services. A SOC report shows your customers that you have managed their data securely and with integrity.

Only independent Certified Public Accountants can issue SOC reports. Each type of SOC report is designed to help service organizations meet specific user needs:

SOC 1 Reports

SOC 1 reports are specifically focused on internal controls over financial reporting. A SOC 1 is an examination of the internal controls (policies, procedures, and technologies) that a service provider has implemented to protect client data.

SOC 2 Reports

SOC 2 reports are for companies that store or process data, more focused on a company’s non-financial reporting controls. SOC 2 defines criteria for managing customer data based on five “trust service categories”—security, availability, processing integrity, confidentiality, and privacy. These reports are intended for use by stakeholders and regulators that need an in-depth understanding of the organization and its internal controls structure.

SOC 3 Reports

These reports are designed for users who need reassurance on controls at the service organization but do not require the depth of information provided in a SOC2 report.

Wondering if your business should have a SOC report? Contact us for a consultation to review your unique situation with no obligation.

Meet Our SOC Experts


Jan Schweitzer | CPA, CFE, Shareholder

Jan joined AZ in 2005 and was promoted to Shareholder in 2008. She is invested in the Missoula community and loves serving non-profit and for-profit clients. Jan looks forward to sharing her expertise with individuals and businesses across Montana. Connect with Jan.

Will Parnell
CPA, Missoula

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